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 Report and Recommendations for Development, Operation and Regulatory Oversight of Self-Regulatory Organizations in the Ukrainian Capital Market.
Robert D. Strahota, Consultant, Financial Markets International, Inc.. October 2007; 38p. (pdf, 182 Kb)
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Ukraine’s Securities Depository System: Risk and Recommendations
Harry Cartner, International Securities Depository Specialist, Capital Markets Development. May 2006; 24p.
(pdf, 138 Kb)
Harry Cartner is a Securities Operations Executive with over thirty years’ extensive
experience in clearing, settlement and depository operations and systems. Mr.
Cartner has worked internationally in such countries as Canada, Mexico, Algeria,
Cote d’Ivoire, and Bulgaria.
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The Ukraine Stock Exchange Environment: Challenges and Recommendations
Robert L. Smith, International Adviser, Capital Markets Development. January 2006; 32p.
(pdf, 465 Kb)
Robert L. Smith is a senior securities exchange professional with over 30 years
diverse experience in regulation, operations, trading and management. He has an
in-depth understanding of international best practices for exchange operations and
oversight, having held positions with the U.S. Securities and Exchange
Commission, NASDAQ, Chicago Board Options Exchange, and with leading
investment intermediaries. Mr. Smith has significant direct experience in emerging
markets including work in Kazakhstan, Thailand, China, Kyrgyzstan, and Georgia.
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