Legislative Framework for the Solidarity System of Mandatory State Pension Insurance (Pillar 1)

Verkhovna Rada of Ukraine (Parliament)

• Law of Ukraine on Mandatory State Pension Insurance of July 9, 2003, No. 1058-IV
• Law of Ukraine on Pensions of Nov. 5, 1991, No. 1788-XII
• Law of Ukraine on the Status and Social Protection of Individuals who Suffered from the Chornobyl Accident of Feb. 28, 1991, No. 796-XII
• Law of Ukraine on Employment of March 1, 1991, No. 803-XII
• Law of Ukraine on the Status of War Veterans and Guarantees of their Social Protection of Oct. 22, 1993, No. 3551-XII
• Law of Ukraine on the Status of Highland Localities in Ukraine of Feb. 15, 1995, No. 56/95-VR
• Law of Ukraine on Contribution under Mandatory State Pension Insurance of June 26, 1997, No. 400/97-VR
• Law of Ukraine on Pensions for Special Merits to Ukraine of June 1, 2000, No. 1767-III
• Law of Ukraine on State Social Assistance to Persons who are Not Entitled to Pension Benefits, and Disabled of May 18, 2004, No.1727-IV
• Law of Ukraine on Social Protection of Children of War of November 18, 2004, No.2195-IV

President of Ukraine

• Presidential Decree on the Regulation on the Pension Fund of Ukraine of March 1, 2001, No. 121/2001

Cabinet of Ministers of Ukraine

• CM Decree on Procedure for Workplaces Certification Based on Working Conditions of August 1, 1992, No.442
• CM Decree on Approving Regulations on Pensions of October 12, 1992, No.583
• CM Decree on Approving New Procedure for Calculation of Pension Benefits for Disability Caused by Injury or Disease, and Benefits for the Loss of Bread Winner Caused by Chornobyl Accident dated May 30, 1997, No.523
• CM Decree on Arranging Personified Record-Keeping in the Mandatory State Pension Insurance System of June 4, 1998, No.794
• CM Decree on Approving the Lists of Enterprises, Jobs, Occupations, Positions and Indicators Engagement in Which Entitles to Old-Age Pension Benefits on the Preferential Terms of January 16, 2003, No.36
• CM Decree on Measures to Improve Retirement Security of Citizens of Nov. 20, 2003, No. 1783
• CM Decree on Approving Procedure for Calculation and Payment of Insurance Contributions to the Mandatory State Pension Insurance System for Certain Categories of Insured Individuals of August 25, 2004, No.1092
• CM Decree on Improving Pension Provision Level, dated 18.09.2004, No.1215
• CM Decree on Approving Procedure for Conducting Actuarial Calculations under Mandatory State Pension Insurance System, dated 16.12.2004, No.1677
• CM Decree on Approving Procedure for Granting and Paying State Social Allowance to Persons who are Not Entitled to Pension Benefits, and Disabled as Well as State Social Attendance Allowance of April 2, 2005, No.261
• CM Decree on Implementing Paragraph 2 of Item 2 Article 41 of the Law of Ukraine on Mandatory State Pension Insurance of April 20, 2005, No.306
• CM Decree on Implementing Part 2 of Article 42 of the Law of Ukraine on Mandatory State Pension Insurance of May 11, 2005, No.341
• CM Decree on Approving Budget of Pension Fund of Ukraine for 2006 of March 15, 2006, No.309
• CM Decree on Approving Procedure for Determining Pensionable Wages (Income) for Computing Pension Benefits in Case of the Loss of Documents on Their Accrual and Payment of July 5, 2006, No.919
• CM Decree on Approving Regulation on the Ministry of Labour and Social Policy of Ukraine of November 2, 2006, No.1543
• CM Ordinance on Approval of the Concept of the Pension Reform Furtherance of October 14, 2009, No.1224 (pdf, 94 kb)

Ministry of Labour and Social Policy of Ukraine

• MOLSP Order on Approving Procedure for Application of List 1 and 2 of Enterprises, Jobs, Occupations, Positions and Indicators Engagement in Which Entitles to Old-Age Pension Benefits on the Preferential Terms When Calculating the Years of Service of November 11, 2005, No.383

Pension Fund of Ukraine

• PFU Regulation on Approving the Calculation and Payment Guide for Mandatory Pension Insurance Contributions of Dec. 19, 2003, No. 21-1
• PFU Regulation on Approving the Complaint Administration Procedure for Fines Imposed by the PFU of Dec. 19, 2003, No. 21-2
• PFU Regulation on Approving Procedure for Compiling the Data on Insured Individuals Used in the Mandatory State Pension Insurance System and Their Filing with the PFU Offices of June 10, 2004, No.7-6
• PFU Regulation on Approving Procedure for Conducting Actuarial Calculations in the System of Mandatory State Pension Insurance of July 18, 2005, No.12-1
• PFU Regulation on Approving the Procedure for Filing and Completing the Documents for Pensions Benefits Granting (Recalculation) in Compliance with the Law of Ukraine on Mandatory State Pension Insurance of November 25, 2005, No.22-1
• PFU Regulation on Approving the Procedure for Putting On and Off the Register within the PFU Offices Insurance Contribution Payers - Legal Entities and Individual Entrepreneurs of October 10, 2006, No.14-4

International Agreements

• International Agreements on pension provision (1991-2001) (pdf, 1334 kb)

Legislative Framework for the Accumulation System of Mandatory State Pension Insurance (Pillar 2)

Verkhovna Rada of Ukraine (Parliament)

• Law of Ukraine on Mandatory State Pension Insurance of July 9, 2003, No. 1058-IV

Cabinet of Ministers of Ukraine

• CM Decree on Running Experiment on Creation of the Automated System of the Accumulation Fund of Mandatory State Pension Insurance of September 14, 2005, No.909

Ministry of Labour and Social Policy of Ukraine

• MOLSP Order on Implementing CM Decree of September 14,2005 No.909 dated December 7, 2005, No.400

• Draft Law of Ukraine on Implementing Accumulation System of Mandatory State Pension Insurance and Amending Certain Legislative Acts of Ukraine (pdf, 299кб)
  registered with the Verkhovna Rada of Ukraine on December 29, 2006, No.2854

Legislative Framework for the Non-State Pensions (Pillar 3)

Verkhovna Rada of Ukraine (Parliament)

• Law of Ukraine on Non-State Pension Provision of July 9, 2003, No. 1057-IV
• Law of Ukraine on Financial Services and State Regulation of Financial Services Markets of July 12, 2001, No. 2664-III

Cabinet of Ministers of Ukraine

• CM Ordinance on Approving Pension System Development Strategy of December 15, 2005, No. 525-p

State Commission for Regulation of Financial Services Markets of Ukraine

• SCRFSM Regulation on Approving the Licensing Conditions for Pursuing Activities of Non-State Pension Fund Administrator of Nov. 13, 2003, No. 118
• SCRFSM Regulation on Approving the Qualifying Requirements to Non-State Pension Fund Board Members and Specialists of Non-State Pension Fund Administrators of Nov. 27, 2003, No. 137
• SCRFSM Ordinance on Approving the Regulation on Investment Declaration of Non-State Pension Fund of Nov. 27, 2003, No. 139
• SCRFSM Regulation on Approving the Procedure for Absent-Vote Meetings of Non-State Pension Fund Founders of Dec. 11, 2003, No. 161
• SCRFSM Regulation on Approving the Procedure for Agreeing NPF Board Members with the SCRFSM of Dec. 18, 2003, No. 169
• SCRFSM Regulation on Approving the Procedure for Notifying the SCRFSM by NPF Administrator of Conclusion of Contracts between the NPF Board and Financial Service Providers to the NPF of Dec. 25, 2003, No. 178
• SCRFSM Regulation on Approving the Procedure for Submission of Advertising Materials on Non-State Pension Services to the SCRFSM of Dec. 29, 2003, No. 187
• SCRFSM Regulation on Licensing Fee of Dec. 29, 2003, No. 188
• SCRFSM Regulation on Approving the Qualification Minimum for Persons Claiming for the Right of Administering the Non-State Pension Funds of March 4, 2004 No. 129
• SCRFSM Regulation on Approving the Qualification Minimum for Persons Claiming for a Position of a Member of the Non-State Pension Fund Board of March 4, 2004 No. 130
• SCRFSM Regulation on Approving the Procedure of the Decision Taken by the State Commission for Regulation of Financial Services Markets in Ukraine on the Agenda of the Meeting of the Non-State Pension Funds Founders, which was not Conducted of March 18, 2004, No. 183
• SCRFSM Regulation on Approving the Provision on Submitting Reporting on Non-State Pension Provision by the Non-State Pension Fund Administrator of June 22, 2004 No. 1100
• SCRFSM Regulation on Approving Requirements to Hardware and Software for Keeping Personified Reporting of the Non-State Pension Fund Participants of June 22, 2004 No. 1101
• SCRFSM Regulation on Approving the Ceiling on the Fee for Non-State Pension Fund Administration Services of June 22, 2004 No. 1102
• SCRFSM Ordinance on Approving the Regulation on Performing the Non-State Pension Funds Administration Activity of July 20, 2004 No. 1660
• SCRFSM Regulation on Establishing a Fee for Registration of Non-State Pension Fund Documents of July 22, 2004 No. 1729
• SCRFSM Ordinance on Approving the Regulation on Registration of Non-State Pension Fund Charter and Pension Schemes of Aug. 17, 2004 No. 2080
• SCRFSM Ordinance on Approving the Procedure for Temporary Appointment of the Non-State Pension Fund Administrator by the State Commission for Regulation of Financial Services Markets in Ukraine of Sept. 3, 2004, No. 2263
• SCRFSM Ordinance on Approving the Regulation on Entering Information on the Non-State Pension Funds into the State Register of Financial Institutions of Oct. 12, 2004, No. 2534
• SCRFSM Ordinance on Approving the Guidelines on Accounting Major Transactions of Non-State Pension Funds of December 9, 2004, No.2968
• SCRFSM Ordinance on Approving the Regulation on Disclosing Information on Non-State Pension Fund Operation of December 16, 2004 , No.3100
• SCRFSM Ordinance on Approving the Procedure for Calculating and Paying Penalty by a Non-State Pension Fund Administrator to a Non-State Pension Fund Participant of December 16, 2004, No. 3101
• SCRFSM Ordinance on Approving the Regulation On Entering Information on the Non-State Pension Funds Administrators into the State Register of Financial Institutions of February 22, 2005, No. 3617
• SCRFSM Ordinance on Approving the Guidelines on the Format of Auditor’s Opinion on the Annual Financial Statements and Other Reports of Non-State Pension Funds and Non-State Pension Funds Administrators of December 27, 2005, No.5203
• SCRFSM Ordinance on Approving the Guidelines on Drawing Up Special Reports on Non-State Pensions by Non-State Pension Fund Administrators of April 18, 2006, No.5667
• SCRFSM Ordinance on Approving the Qualification Minimum for Persons that Can Make Actuarial Calculations of June 20, 2006, No.5922
• SCRFSM Ordinance on Approving the Guidelines on Non-State Pension Funds Termination of June 27,2006, No.5944
• SCRFSM Regulation on Approving the Criteria for Evaluation of Non-State Pension Fund Financial Position of June 27,2006, No.5945
• SCRFSM Regulation on Approving the Procedure for Performing Certain Actions Related to Termination of Non-State Pension Funds

Securities and Stock Market State Commission

• SSMSC Resolution on Approving the Regulation on NPF Portfolio Structure Requirements to Persons Pursuing Professional Activities of NPF Asset Management of December 10, 2003, No. 560
• SSMSC Resolution On Approving the Regulation on the Non-State Pension Funds Asset Management Services Fee of August 11, 2004, No.335
• SSMSC Resolution on Approving the Regulation on Performing the Non-State Pension Fund Custodian Activity and on the Procedure for Calculation of the Custodian Fee and Its Cap Amount of August 11, 2004, No. 336
• SSMSC Resolution on Approving the Regulation on the Procedure for Calculating the Net Asset Value of Non-State Pension Funds (Open-End, Corporate, Occupational) dated August 11, 2004, No. 339
• SSMSC Resolution on Approving the Regulation on the Procedure for Filing Administrative Data by a Person Managing Assets of Non-State Pension Funds (Open, Corporate, Occupational) of August 11, 2004 No. 340
• SSMSC Resolution on Approving the Regulation on the Procedure for Replacing a Person Managing Non-State Pension Fund Assets of August 18, 2004, No. 348
• SSMSC Resolution on Approving the List of Foreign Stock Exchanges and Trade and Information Systems Being Listed at Which the Foreign Securities May Constitute the Assets of Collective Investment Institutions dated February 2, 2005, No. 40
• SSMSC Resolution on Approving the Regulation on the Procedure for Filing Financial Information by Entities Managing Assets of Institutional Investors (Performing Asset Management Activity) of October 4, 2005, No.520
• SSMSC Resolution on Approving the Regulation on the Procedure for Completing the Administrative Data by Depository Institutions Performing the Securities Custodian Activity and Filing the Respective Documents with the Securities and Stock Market State Commission of January 17, 2006, No. 4
• SSMSC Resolution on Approving the Licensing Requirements to Performing Professional Activity on the Stock Market – Activity on Managing Assets of Institutional Investors (Asset Management Activity) of May 26, 2006, No.341
• SSMSC Resolution on Approving the Licensing Requirements to Performing Professional Activity on the Stock Market – Depository Activity of May 26, 2006, No.349
• SSMSC Resolution on Approving the Regulation on Depository Activity of October 17, 2006, No.999
• SSMSC Resolution on Approving the Regulation on the Specifics of Managing Assets of Institutional Investors of November 2, 2006, No.1227